Administrative Actions Search

This Administrative Actions Search is currently under development and additional years will be added to the search as the development continues. Currently you can search for administrative actions between 2003 and the present. In addition to searching the years available you may also view the Complete Administrative Actions Listing. Alternatively, you may contact the Illinois Securities Department at either 1-800-628-7937, 217-782-2256 or 312-793-3384 for further assistance.

Administrative Actions are offered in PDF format unless otherwise stated. Get Adobe Reader

The Secretary of State, Illinois Securities Department or their information providers shall not be liable regardless of the cause or duration, for any errors, inaccuracies, omissions or untimeliness of the information, or for any delay or interruption in the transmission thereof to the user, or for any claims or losses arising therefrom. Requests for copies of Settlement Agreements and other Adminstrative Actions not posted on this website may be made by contacting the Illinois Securities Department at 217-782-2256.