Administrative Actions Search
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| Name of Respondent(s) | Date | Type of Action | File Number |
|---|---|---|---|
| Blake J. Shanaphy | August 07, 2007 | Order Of Revocation | 0600094 |
| K & G Marketing Inc., Gregory M. Mooney |
August 09, 2007 | Notice Of Hearing | 0400211 |
| Paul Andrew Niess | August 09, 2007 | Notice Of Hearing | 0400211 |
| Gary E. Bidzinski | August 13, 2007 | Consent Order Of Suspension | 0500445 |
| Range Energy Inc., J & L Enterprises Inc., 2000 Oil And Gas Fund |
August 13, 2007 | Temporary Order Of Prohibition | 0600496 |
| Digital Entenainment Corporation, Ernest Lamonica |
August 14, 2007 | Order Of Prohibition | 0500335 |
| Felix L. Daniel Sr., R.Y.M. Technology Holdings L.L.C., D/B/A R.Y.M. Technology L.L.C. |
August 14, 2007 | Order Of Prohibition | 0600670 |
| Michael Bill | August 15, 2007 | Consent Order | 0600377 |
| William R. Nuxoll | August 15, 2007 | Consent Order | 0200608 |
| Flynn L. Andrew | August 17, 2007 | Notice Of Hearing | 0700272 |
| Eric Johnson, Brent Hurt, H.D. Brent & Company, H.D.B Advisors Inc. |
August 21, 2007 | Notice Of Hearing | 0500500 |
| Global Currency Advisors Inc., Wealth Management Advisory Inc., Precious Metals International Ltd. |
August 21, 2007 | Order Of Prohibition | 0600366 |
| Wilfredo A. Carbonquillo | August 21, 2007 | Order Of Revocation | 0600586 |
| Infinex Investments Inc. | August 22, 2007 | Consent Order Of Fine | 0600605 |
| Carl West, Midwest Gap Enterprises |
August 23, 2007 | Order Of Prohibition | 0500688 |
| William J. Murphy | August 31, 2007 | Temporary Order Of Prohibition | 0600604 |
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