Administrative Actions Search
|Name of Respondent(s)||Date||Type of Action||File Number|
|Randall J. Sevcik,
Elite Group Financial L.L.C.
|August 05, 2015||Order Of Prohibition And Fine||1400460|
|Thomas O. Duffy||August 05, 2015||Order Of Prohibition And Fine||1300390|
|Money Matters For Women Of Color Inc.,
Nevada Gold Exchange L.L.C.,
Abu H. Ali Jr.,
|August 05, 2015||Order Of Prohibition And Dismissal||0700207|
|Jay M. Pollack||August 06, 2015||Notice Of Hearing||1400518|
|August 07, 2015||Notice Of Hearing||1000349|
Gk Development Inc.
|August 10, 2015||Notice Of Hearing||1200274|
|Martmez-Ayme Securities||August 21, 2015||Order Of Cancellation||1500230|
|Gary Peterson||August 31, 2015||Notice Of Hearing||1200052|
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