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Name of Respondent(s) Date Type of Action File Number
Daniel Stewart August 02, 2019 Notice Of Hearing 1800665
Daniel Stewart August 02, 2019 Consent Order Of Fine 1800665
Sony Nekkalapudi August 13, 2019 Order Of Dismissal 1800370
Siva Ram Nekkalapudi August 13, 2019 Consent Order Of Prohibition 1800370
Thomas Joseph Logue Jr.,
Logue Financial Planning D/B/A Thomas Joseph Logue Jr.
August 21, 2019 Amended Notice Of Hearing 1700643

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