Administrative Actions Search


Search Criteria

Name of Respondent(s) Date Type of Action File Number
Tracy Monti December 05, 2016 Notice Of Hearing 1400235
Keith D. Mcgregory December 06, 2016 Consent Order 1600509
Keith D. Mcgregory December 06, 2016 Notice Of Hearing 1600509
Derek Gordon December 07, 2016 Notice Of Hearing 1500457
Hector Luis Concepcion,
Elite Investment Group Ltd.
December 07, 2016 Amended Notice Of Hearing 1600176
Khorram Chaudhry December 08, 2016 Order Of Prohibition 1600359
Douglas Mcconnell December 29, 2016 Consent Order 1600252

The Secretary of State, Illinois Securities Department or their information providers shall not be liable regardless of the cause or duration, for any errors, inaccuracies, omissions or untimeliness of the information, or for any delay or interruption in the transmission thereof to the user, or for any claims or losses arising therefrom. Requests for copies of Settlement Agreements and other Adminstrative Actions not posted on this website may be made by contacting the Illinois Securities Department at 217-782-2256.