Administrative Actions Search
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| Name of Respondent(s) | Date | Type of Action | File Number |
|---|---|---|---|
| Ronald Wayne Belk, Faithgate L.L.C. |
December 05, 2019 | Temporary Order Of Prohibition | 1901004 |
| Stephen D. Wheller, Keith Cooper, Has Capital Income Opportunity Fund I L.L.C. |
December 06, 2019 | Temporary Order Of Prohibition | 1900115 |
| Stone Business Broker L.L.C., D/B/A Stone Business Advisors, Michael Stone |
December 09, 2019 | Consent Order And Fine | 1900917 |
| Thomas Joseph Logue Jr., Logue Financial Planning D/B/A Thomas Joseph Logue Jr. |
December 12, 2019 | Consent Order Of Prohibition And Revocation | 1700643 |
| Patrick Hogan, Cmb Export L.L.C. |
December 27, 2019 | Consent Order | 1800442 |
| Patrick Hogan, Cmb Export L.L.C. |
December 27, 2019 | Notice Of Hearing | 1800442 |
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