Administrative Actions Search

Results


Search Criteria


Name of Respondent(s) Date Type of Action File Number
Ronald Wayne Belk,
Faithgate L.L.C.
December 05, 2019 Temporary Order Of Prohibition 1901004
Stephen D. Wheller,
Keith Cooper,
Has Capital Income Opportunity Fund I L.L.C.
December 06, 2019 Temporary Order Of Prohibition 1900115
Stone Business Broker L.L.C.,
D/B/A Stone Business Advisors,
Michael Stone
December 09, 2019 Consent Order And Fine 1900917
Thomas Joseph Logue Jr.,
Logue Financial Planning D/B/A Thomas Joseph Logue Jr.
December 12, 2019 Consent Order Of Prohibition And Revocation 1700643
Patrick Hogan,
Cmb Export L.L.C.
December 27, 2019 Consent Order 1800442
Patrick Hogan,
Cmb Export L.L.C.
December 27, 2019 Notice Of Hearing 1800442

The Secretary of State, Illinois Securities Department or their information providers shall not be liable regardless of the cause or duration, for any errors, inaccuracies, omissions or untimeliness of the information, or for any delay or interruption in the transmission thereof to the user, or for any claims or losses arising therefrom. Requests for copies of Settlement Agreements and other Adminstrative Actions not posted on this website may be made by contacting the Illinois Securities Department at 217-782-2256.