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Name of Respondent(s)	Date	Type of Action	File Number
Barry F. Cassese	February 02, 2004	Notice Of Hearing	0300836
Gregory Gassoso	February 02, 2004	Consent Order Of Withdrawal	0300654
Salvatore A. Fradella	February 04, 2004	Notice Of Hearing	0300864
Quarters Only Inc.	February 10, 2004	Order To Cease And Desist	0300715
Starmax Entertainment	February 10, 2004	Temporary Order Of Prohibition	0400061
Zoom Technologies	February 10, 2004	Summary Order To Cease And Desist	0100701
Nancy Barron & Associates Inc.	February 19, 2004	Summary Order Of Denial	0300788
Bear Stearns & Co. Inc.	February 24, 2004	Consent Order	0400033
Keith J. Andrews	February 24, 2004	Notice Of Hearing	0300942
Marc S. Kimmel	February 24, 2004	Summary Order Of Denial	0300671
Bear Stearns & Co. Inc.	February 26, 2004	Notice Of Hearing	0400033
Bear Stearns & Co. Inc.	February 26, 2004	Order Of Dismissal	0400033
Davis Financial Group	February 26, 2004	Temporary Order Of Prohibition	0400027
Dunmac Financial Associates, A/K/A A.D.R. Marketing	February 26, 2004	Temporary Order Of Prohibition	0400007
Euro Resource Group	February 26, 2004	Temporary Order Of Prohibition	0200131
Jon A. Darmstadter	February 26, 2004	Amended Notice Of Hearing	0100052
Rochelle, A/K/A Shellie G. Cohen	February 26, 2004	Notice Of Hearing	0400017

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