Administrative Actions Search
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Name of Respondent(s) | Date | Type of Action | File Number |
---|---|---|---|
Quentin G. Bischoff | February 03, 2006 | Consent Order Of Withdrawal | 0500586 |
Susan Genard, Susan Genard Producer, D/B/A Camden Pictures |
February 06, 2006 | Order Of Prohibition | 0300085 |
Thomas E. Grimm | February 06, 2006 | Notice Of Hearing | 0600005 |
Jayme A. Kurtyka | February 07, 2006 | Notice Of Hearing | 0600004 |
Jayme A. Kurtyka | February 07, 2006 | Notice Of Hearing | 0500697 |
Primex, Prime Securities Exchange Inc., Cary Edwin Grant |
February 07, 2006 | Second Amended Notice Of Hearing | 0200798 |
Virgil M. Peterson | February 07, 2006 | Consent Order Of Withdrawal | 0500508 |
James Rhodes Jr. | February 09, 2006 | Notice Of Hearing | 0400414 |
Mobile Billboards Of America, National Payphone Corporation |
February 14, 2006 | Order Of Prohibition | 0400716 |
Rodolfo Hernandez Jr. | February 14, 2006 | Consent Order Of Withdrawal | 0500509 |
Erudite Systems Inc., Bill Pruim Jr. |
February 16, 2006 | Notice Of Hearing | 0500191 |
P. Campbell Hillstrom | February 16, 2006 | Corrected Consent Order Of Censure And Fine | 0500209 |
Platinum Investment Group, Aber Loewen |
February 16, 2006 | Notice Of Hearing | 0500191 |
Quentin G. Bischoff | February 16, 2006 | Order Vacating Summary Order Of Denial | 0500586 |
Rodolfo Hernandez Jr. | February 16, 2006 | Order Vacating Summary Order Of Denial | 0500509 |
Zurich Global Trust Holdings A.G. | February 16, 2006 | Notice Of Hearing | 0500191 |
Stephen J. Greenberg | February 16, 2006 | Consent Order Of Dismissal | 0500277 |
Ronald Heineman | February 21, 2006 | Notice Of Hearing | 0400470 |
Frank T. Devine | February 22, 2006 | Temporary Order Of Prohibition | 0400711 |
Harvest Financial Corporation | February 22, 2006 | Summary Order Of Denial | 0500562 |
Tel-Art Productions, John F. Bailey |
February 23, 2006 | Temporary Order Of Prohibition | 0500692 |
Larry M. Brown, Six Degrees Inc. |
February 24, 2006 | Order Of Prohibition | 0300932 |
Charles G. Oleson Jr. | February 27, 2006 | Order Of Prohibition | 0500033 |
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