Administrative Actions Search
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| Name of Respondent(s) | Date | Type of Action | File Number |
|---|---|---|---|
| A.S.G. Securities Inc. | January 05, 2006 | Notice Of Hearing | 0400700 |
| Tony Gannacone I I I | January 05, 2006 | Amended Notice Of Hearing | 0500409 |
| David L. Jordon | January 06, 2006 | Consent Order Of Withdrawal | 0500225 |
| James R. Pecoraro | January 09, 2006 | Order Of Denial | 0500608 |
| Michael R. Smith | January 09, 2006 | Order Of Revocation | 0500366 |
| Celestial Life Planning Inc. | January 11, 2006 | Temporary Order Of Prohibition | 0300096 |
| Benjamin J. Harelick | January 12, 2006 | Consent Order Of Withdrawal | 0400520 |
| Charles G. Oleson Jr. | January 12, 2006 | Temporary Order Of Prohibition | 0500033 |
| Jayme A. Kurtyka | January 12, 2006 | Summary Order Of Denial | 0500697 |
| Money Asset Management Inc., Dante Fala |
January 12, 2006 | Amended Notice Of Hearing | 0500016 |
| Larry M. Brown, Six Degrees Inc. |
January 12, 2006 | Temporary Order Of Prohibition | 0300932 |
| Jayme A. Kurtyka | January 12, 2006 | Summary Order Of Denial | 0600004 |
| Nicholas Arango | January 13, 2006 | Consent Order Of Fine | 0200626 |
| Bambi I. Holzer | January 13, 2006 | Notice Of Hearing | 0500342 |
| Nariman Jalayer | January 19, 2006 | Notice Of Hearing | 0500540 |
| Norbert William Enslen Jr. | January 19, 2006 | Notice Of Hearing | 0500263 |
| Richard Hennion | January 19, 2006 | Notice Of Hearing | 0500147 |
| Gary N. Ferraro | January 20, 2006 | Notice Of Hearing | 0500520 |
| Donald L. Roseen | January 24, 2006 | Consent Order Of Suspension | 0500142 |
| James M. Begale | January 25, 2006 | Consent Order Of Withdrawal | 0500317 |
| Tom Smith, Designed4hits |
January 25, 2006 | Amended Temporary Order Of Prohibition | 0300944 |
| Rosewood Energy Inc. | January 26, 2006 | Consent Order Of Prohibition | 0200040 |
| Stralem & Company Inc. | January 26, 2006 | Notice Of Hearing | 0400726 |
| United Ventures-P.T.O. | January 26, 2006 | Summary Order To Cease And Desist | 0200629 |
| Basin Oil And Gas Corporation | January 31, 2006 | Temporary Order Of Prohibition | 0400608 |
| Jygnesh R. Patel | January 31, 2006 | Notice Of Hearing | 0500523 |
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