Administrative Actions Search
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| Name of Respondent(s) | Date | Type of Action | File Number |
|---|---|---|---|
| Blair Capital Management Corp. | January 05, 2012 | Notice Of Hearing | 1100498 |
| Christopher Varlesi, D/B/A Gold Coast Futures And Forex |
January 05, 2012 | Temporary Order Of Prohibition | 1100358 |
| Dealer Auction Access Inc. | January 05, 2012 | Amended Notice Of Hearing | 1000407 |
| Blair Capital Management Corp. | January 09, 2012 | Order Of Dismissal | 1100498 |
| Royal Alliance Associates Inc., Marcus M. Carbajal, Dirk C. Salberg |
January 09, 2012 | Consent Order Of Censure | 0800047 |
| Banc Of America Securities L.L.C., Banc Of America Investment Services Inc. |
January 10, 2012 | Consent Order | 0800204 |
| Banc Of America Securities L.L.C., Banc Of America Investment Services Inc. |
January 10, 2012 | Notice Of Hearing | 0800204 |
| Insider Real Estate Inc., Scanlan Realty & Investments Ltd., Christopher Scanlan, Rosalee Mueller |
January 11, 2012 | Order Of Prohibition And Fine | 0700061 |
| Peter M. Peterson | January 11, 2012 | Notice Of Hearing | 1100492 |
| Insider Real Estate Inc., Scanlan Realty & Investments Ltd., Christopher Scanlan, Rosalee Mueller |
January 11, 2012 | Order Of Prohibition And Fine | 0700520 |
| Big K Energy Corporation, Big K Energy Partners One Ltd., Kenneth M. Kleinke |
January 13, 2012 | Temporary Order Of Prohibition | 1100476 |
| Cor Development Group Inc., Alberto B. Colon, Artemio Rivera |
January 13, 2012 | Amended Notice Of Hearing | 0900382 |
| Kenneth O'Neal Griffin | January 13, 2012 | Notice Of Hearing | 0900502 |
| Joseph P. Rivera | January 18, 2012 | Notice Of Hearing | 1100495 |
| Mark Barati | January 18, 2012 | Final Order | 0800047 |
| Carl Moose, Infinity Wind Technoloev N.A. L.L.C., Infinity Wind Technology L.L.C. |
January 19, 2012 | Notice Of Hearing | 1100288 |
| Elie Mellul, A/K/A Eli Mellul, Traders Capital. L.L.C. |
January 19, 2012 | Order Of Prohibition | 1100008 |
| Farmaraz "Mario" Azodinia, Eugene C. Beyer, Pinnacle Investment Group L.L.C. |
January 19, 2012 | Notice Of Hearing | 1000215 |
| Lucher Holloway, It'S Clean U.S.A. L.L.C., It'S Clean U.S.A. Limited |
January 20, 2012 | Order Of Prohibition | 0800575 |
| Deborah Ann Wilson | January 23, 2012 | Order Of Dismissal | 1100392 |
| George Algirdas Kuzmickas | January 23, 2012 | Order Of Dismissal | 1100399 |
| Peter Anthony Mazzara, Omni Group Partners Ltd., Alpha Life Holdings Ltd. |
January 23, 2012 | Notice Of Hearing | 1100435 |
| Reginald Loniax | January 23, 2012 | Order Of Dismissal | 1100389 |
| Arthur Lin | January 24, 2012 | Consent Order Of Prohibition And Revocation | 1000096 |
| Gloria Lin | January 24, 2012 | Consent Order Of Prohibition | 1000096 |
| Jerry Miller | January 24, 2012 | Order Of Prohibition | 0800388 |
| Raymond T. Blunk | January 24, 2012 | Notice Of Hearing | 1100493 |
| Richard Kelsey, Ispottedyou.Com Inc. |
January 26, 2012 | Consent Order Of Prohibition | 1100433 |
| Paul Miller, 7 West Partners L.L.C., Southern Media L.L.C. |
January 26, 2012 | Consent Order Of Prohibition | 1000291 |
| Daniel Edward Sigman | January 30, 2012 | Order Of Dismissal | 1100401 |
| Eric Dale Grant | January 30, 2012 | Order Of Dismissal | 1100407 |
| Heritage Inc., D/B/A Heritage Deposit Brokers |
January 30, 2012 | Order Of Prohibition | 1100254 |
| Merrill Lynch Pierce Fenner & Smith Incorporated | January 30, 2012 | Notice Of Hearing | 0900049 |
| Mitchell Ray Davis | January 30, 2012 | Order Of Dismissal | 1100396 |
| M.G. International Consultants L.L.C., Humberto Martinez |
January 31, 2012 | Temporary Order Of Prohibition | 1100489 |
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