Administrative Actions Search
|Name of Respondent(s)||Date||Type of Action||File Number|
|Halcyon Cabot Partners Ltd.||January 08, 2016||Order Of Cancellation||1500417|
|Barry Elkes||January 12, 2016||Notice Of Hearing||1100456|
|Sa Grayson Investors L.L.C.||January 19, 2016||Order Of Suspension||1500513|
European Assets Inc.
|January 22, 2016||Notice Of Hearing||1200026|
|Pti Securities & Futures L.P.,
Daniel John Haugh
|January 29, 2016||Notice Of Hearing||1500161|
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