Administrative Actions Search
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| Name of Respondent(s) | Date | Type of Action | File Number |
|---|---|---|---|
| Halcyon Cabot Partners Ltd. | January 08, 2016 | Order Of Cancellation | 1500417 |
| Barry Elkes | January 12, 2016 | Notice Of Hearing | 1100456 |
| Sa Grayson Investors L.L.C. | January 19, 2016 | Order Of Suspension | 1500513 |
| Scott Goldstein, European Assets Inc. |
January 22, 2016 | Notice Of Hearing | 1200026 |
| Pti Securities & Futures L.P., Daniel John Haugh |
January 29, 2016 | Notice Of Hearing | 1500161 |
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