Administrative Actions Search
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| Name of Respondent(s) | Date | Type of Action | File Number |
|---|---|---|---|
| J.J. West Central Of Ill Inc., A/K/A J.J. Inc., Robert Jenkins |
July 03, 2003 | Consent Order | 0200641 |
| Robinson & Lukens Inc. | July 03, 2003 | Summary Order Of Denial | 0300196 |
| Greeting Cards Of America, Alex Carr |
July 07, 2003 | Summary Order To Cease And Desist | 0300598 |
| Integrated Credit Service | July 07, 2003 | Temporary Order Of Prohibition | 0300614 |
| J & R Financial Group Inc., Ronald Provart, James A. Blackburn |
July 07, 2003 | Amended Notice Of Hearing | 0200391 |
| Polite And Company, Philip L. Polite |
July 08, 2003 | Notice Of Hearing | 0300194 |
| Adam Mosslih | July 09, 2003 | Notice Of Hearing | 0300164 |
| Joseph T. Pagano Jr. | July 09, 2003 | Notice Of Hearing | 0300556 |
| Wayne M. Dennis | July 09, 2003 | Notice Of Hearing | 0300137 |
| Stanslav Kaminsky | July 10, 2003 | Order Of Revocation | 0300068 |
| Emanuele A. Scarso | July 11, 2003 | Order Of Revocation | 0300152 |
| Jon A. Darmstadter | July 11, 2003 | Notice Of Hearing | 0100052 |
| Little Bell And Company L.L.C., Doug Little |
July 11, 2003 | Order Of Prohibition | 0100052 |
| Nicholas G. Tsikitas | July 11, 2003 | Notice Of Hearing | 0300555 |
| Gold Capital Management Inc. | July 16, 2003 | Summary Order Of Denial | 0300092 |
| Robinson & Lukens Inc. | July 16, 2003 | Notice Of Hearing | 0300196 |
| Buck Tv.Com, Larry Hunter |
July 17, 2003 | Order Of Prohibition | 0200520 |
| Spectrum Capital Markets Inc., Santhosh Thomas |
July 17, 2003 | Amended Temporary Order | 0200959 |
| Advent Capital Partners Ltd., Samuel Daly |
July 18, 2003 | Amended Temporary Order | 0300553 |
| The National Capital Companies Inc. | July 18, 2003 | Notice Of Hearing | 0200054 |
| Key Financial | July 21, 2003 | Order Of Prohibition | 0300572 |
| Alton Securities Group Inc. | July 24, 2003 | Consent Order Of Censure | 0201020 |
| Wayne M. Dennis | July 28, 2003 | Consent Order Of Dismissal | 0300137 |
| Barry Chaskes | July 30, 2003 | Notice Of Hearing | 0300185 |
| Pond Securities Corporation | July 30, 2003 | Summary Order Of Denial | 0300545 |
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