Administrative Actions Search
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| Name of Respondent(s) | Date | Type of Action | File Number |
|---|---|---|---|
| Thomas M. Rohrer | July 02, 2004 | Order Of Revocation | 0300834 |
| Brian F. Gimelson | July 06, 2004 | Notice Of Hearing | 0400287 |
| James E. Wheeler I I | July 06, 2004 | Order Of Revocation | 0300728 |
| Thomas A. Smith | July 06, 2004 | Order Of Denial | 0400108 |
| Cash Now Inc. | July 07, 2004 | Notice Of Hearing | 0100628 |
| Don A. Morris | July 07, 2004 | Consent Order Of Withdrawal | 0400219 |
| Richard P. Hveem | July 08, 2004 | Order Of Revocation | 0400091 |
| Robert E. Schnelle | July 08, 2004 | Order Of Revocation | 0400271 |
| Robert C. Tollefson | July 08, 2004 | Consent Order Of Censure | 0400174 |
| Janas Associates, R. Carter Freeman |
July 12, 2004 | Notice Of Hearing | 0201002 |
| Christopher J. Borgo | July 14, 2004 | Order Of Revocation | 0400094 |
| Leslie I. Golembo | July 14, 2004 | Order Of Revocation | 0200614 |
| Takaki Close And Associates Ltd. | July 14, 2004 | Consent Order Of Dismissal | 0400204 |
| Theodore S. Alvia | July 14, 2004 | Order Of Revocation | 0300937 |
| Robert E. Faulkner | July 15, 2004 | Notice Of Hearing | 0400086 |
| James E. Upshaw Sr., Upshaw And Associates L.L.C. |
July 20, 2004 | Temporary Order Of Prohibition | 0400222 |
| Hudson And Hudson | July 21, 2004 | Order Of Prohibition | 0400056 |
| Billy Joe Johnson | July 26, 2004 | Consent Order Of Prohibition | 0400133 |
| I.M.G. | July 28, 2004 | Order Of Prohibition | 0400101 |
| Bruce Kevin Deakin | July 29, 2004 | Summary Order Of Denial | 0400209 |
| D S Realty & Capital Markets Incorporated | July 29, 2004 | Summary Order Of Denial | 0400359 |
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