Administrative Actions Search
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| Name of Respondent(s) | Date | Type of Action | File Number |
|---|---|---|---|
| Hakim A. Donadelle | July 01, 2013 | Order Of Revocation | 1200359 |
| John Patrick Bamber | July 02, 2013 | Order Of Dismissal | 1200486 |
| Jeffrey Kochikaran, D/B/A Wealth Management Investment Planning |
July 05, 2013 | Notice Of Hearing | 1300211 |
| Jeremiah D. Jacob, Liberty Finance Group Inc. |
July 05, 2013 | Notice Of Hearing | 1100231 |
| Ventoux Securities L.L.C. | July 05, 2013 | Order To Vacate | 1300232 |
| Ventoux Securntes L.L.C. | July 05, 2013 | Order To Vacate | 1200088 |
| Robert David Smith | July 08, 2013 | Consent Order Of Revocation | 1300185 |
| Brandon Thomas Kopf | July 09, 2013 | Notice Of Hearing | 1200455 |
| Elizabeth Lyn Viau | July 09, 2013 | Notice Of Hearing | 1200503 |
| Eric Bernard Jackson | July 09, 2013 | Notice Of Hearing | 1200505 |
| Eric Jareczek, Aspire Business Brokers Inc. |
July 09, 2013 | Temporary Order Of Prohibition | 1200074 |
| James David Anderson | July 09, 2013 | Notice Of Hearing | 1200517 |
| John Michael Bannon | July 09, 2013 | Notice Of Hearing | 1200532 |
| Jose Ramon Gonzalez | July 09, 2013 | Notice Of Hearing | 1200493 |
| Kevin Mathias Drew | July 09, 2013 | Notice Of Hearing | 1200469 |
| Lucia Esparza | July 09, 2013 | Notice Of Hearing | 1200534 |
| Michael Joseph Mahoney | July 09, 2013 | Notice Of Hearing | 1200475 |
| Vicky Lynn Deshazier | July 09, 2013 | Notice Of Hearing | 1200466 |
| Kelvin Miles, Miles Properties L.L.C. |
July 12, 2013 | Order Of Prohibition | 0600641 |
| Capital Management Associates Inc., Charles J. Dushek |
July 15, 2013 | Amended Notice Of Hearing | 0900465 |
| Eugene Anthony Mitchell | July 16, 2013 | Notice Of Hearing | 1200481 |
| Jeffrey R. Wilson | July 16, 2013 | Notice Of Hearing | 1200478 |
| Oliver Marshall Whybrow | July 16, 2013 | Notice Of Hearing | 1200490 |
| Stephen Earl Mueller | July 16, 2013 | Notice Of Hearing | 1200449 |
| Mahendra Wagha, Portfolio Diversification Group Inc. |
July 17, 2013 | Summary Order Of Suspension | 1300304 |
| Timothy Duma | July 18, 2013 | Temporary Order Of Prohibition | 1200316 |
| Jeffrey Brian Meyer, K & M Oil |
July 23, 2013 | Temporary Order Of Suspension | 1200077 |
| Mark J. Aubry, Aubry Financial Group L.L.C. |
July 23, 2013 | Notice Of Hearing | 1200042 |
| Westor Capital Group Inc. | July 23, 2013 | Summary Order Of Revocation | 1300178 |
| Matthew Reavill, Reavillmed L.L.C. |
July 24, 2013 | Notice Of Hearing | 1200035 |
| Brett Ian Friedberg | July 25, 2013 | Consent Order Of Dismissal | 1300203 |
| Campbell Massey Asset Management | July 26, 2013 | Temporary Order Of Prohibition | 1300310 |
| Obsidian Financial Group L.L.C. | July 26, 2013 | Summary Order Of Prohibition | 1300157 |
| Tracy Chen | July 26, 2013 | Amended Notice Of Hearing | 1300216 |
| William C. Yuen | July 26, 2013 | Amended Notice Of Hearing | 1300217 |
| Charles Maurice Walls | July 30, 2013 | Order Of Dismissal | 1100415 |
| G1 Execution Services L.L.C. | July 30, 2013 | Notice Of Hearing | 1300129 |
| State Farm V P Management Corp. | July 30, 2013 | Notice Of Hearing | 1300127 |
| W.W.W.Profitablesunrise.Com, Inter Reef Ltd., Rodoslav Novak |
July 30, 2013 | Corrected Temporary Order Of Prohibition | 1300170 |
| Brandon Thomas Kopf | July 31, 2013 | Order Of Dismssal | 1200455 |
| Eric Bernard Jackson | July 31, 2013 | Order Of Dismissal | 1200505 |
| James David Anderson | July 31, 2013 | Order Of Dismissal | 1200517 |
| Vicky Lynn Deshazier | July 31, 2013 | Order Of Dismissal | 1200466 |
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