Administrative Actions Search
|Name of Respondent(s)||Date||Type of Action||File Number|
|Morgan Keegan & Company Inc.,
R.M.K. Select Funds
|June 04, 2007||Notice Of Hearing||0500619|
|Philadelphia Investors Ltd.||June 05, 2007||Consent Order Of Withdrawal||0600440|
|Global Currency Advisors Inc.,
Wealth Management Advisory Inc.,
Precious Metals International Ltd.
|June 07, 2007||Temporary Order Of Prohibition||0600366|
|William Anthony Donoghue,
Donoghue Marine Transport Inc.
|June 07, 2007||Temporary Order Of Prohibition||0600431|
|Newport Lending Group||June 08, 2007||Order Of Prohibition||0700092|
|June 08, 2007||Order To Cease And Desist||0600618|
|Blue Square Management Inc.,
A/K/A David Markowitz,
A/K/A Viktor Novosellof,
|June 15, 2007||Order Of Prohibition||0400344|
|Klaus Alois Robert Offenbacher||June 19, 2007||Notice Of Hearing||0700259|
|Atlantic Financial Solutions||June 21, 2007||Temporary Order Of Prohibition||0700188|
|Carl D. Maxwell||June 29, 2007||Consent Order Of Dismissal||0600493|
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