Administrative Actions Search
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| Name of Respondent(s) | Date | Type of Action | File Number |
|---|---|---|---|
| Semper Libera | May 01, 2007 | Order Of Prohibition | 0500325 |
| Jerome A. Timmermann | May 02, 2007 | Consent Order | 0500552 |
| Roy H. Waugh, D/B/A 412 Omni Media L.L.C. |
May 03, 2007 | Order Of Prohibition | 0700062 |
| Oscar Donald Overbey Jr. | May 07, 2007 | Order Of Prohibition And Revocation | 0600460 |
| Philadelphia Investors Ltd. | May 08, 2007 | Notice Of Hearing | 0600440 |
| Michael J. Brdecka | May 14, 2007 | Corrected Order Of Revocation | 0600429 |
| Pebble Beach Investments L.L.C., Barry Chessick, Vienna Trust Capital Ltd. |
May 14, 2007 | Consent Order | 0500332 |
| Pebble Beach Investments L.L.C., Barry Chessick, Vienna Trust Capital Ltd. |
May 14, 2007 | Order Of Dismissal | 0500332 |
| A. G. Edwards & Sons Inc., Suzanne Michelle Wiegand |
May 18, 2007 | Notice Of Hearing | 0600669 |
| Guy Willliams, Williams Realty And Investments, Grow Wealth Enterprises |
May 21, 2007 | Summary Order To Cease And Desist | 0600545 |
| Thomas Anthony Demarco | May 24, 2007 | Order Of Revocation | 0600188 |
| Bradley K. Clark | May 25, 2007 | Order Of Prohibition | 0500536 |
| Platinum Capital Advocates Inc., Platinum Capital Advocates Elite Inc. |
May 25, 2007 | Order Of Prohibition | 0700066 |
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