Administrative Actions Search
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Name of Respondent(s) | Date | Type of Action | File Number |
---|---|---|---|
Brack Stanford, Brack Stanford And Associates |
May 04, 2009 | Order Of Cancellation | 0800393 |
George D. Miller, Global Timber And Resources Corporation Of Casa Grande |
May 04, 2009 | Consent Order | 0800502 |
Hugh Benjamin Deneal | May 04, 2009 | Order Of Prohibition | 0800408 |
Steven Georgopoulos | May 06, 2009 | Notice Of Hearing | 0700381 |
M.D.B. Capital Group L.L.C. | May 07, 2009 | Order Of Dismissal | 0900100 |
Tamara R Harrell, Prescott Investment Inc. |
May 07, 2009 | Temporary Order Of Prohibition | 0800092 |
Paul S. Shechter, Brian Sanders, Eric Arlt, Itradedirect.Com |
May 13, 2009 | Notice Of Hearing | 0700550 |
Cleophus Robinson Jr. | May 14, 2009 | Order Of Prohibition | 0800044 |
Dillion Scott Securities Inc. | May 14, 2009 | Notice Of Hearing | 0900108 |
M.P.J. Financial Group L.L.C., Angela Nicole Jansons |
May 14, 2009 | Order Of Cancellation | 0900169 |
Nexbank Securities Inc. | May 14, 2009 | Notice Of Hearing | 0900114 |
Nunami Services L.L.C. | May 14, 2009 | Notice Of Hearing | 0900115 |
Windham Securities Inc. | May 14, 2009 | Notice Of Hearing | 0900094 |
J T Financial Advisers, Thomas George Tesar |
May 15, 2009 | Consent Order | 0800435 |
Heartland Resources Inc. | May 20, 2009 | Consent Order | 0700586 |
Nickolas F. Defina, D/B/A Defina Financial |
May 20, 2009 | Order | 0600514 |
Phillip Herrejon | May 20, 2009 | Consent Order To Continue Temporary Order | 0800576 |
Bass Financial Services Ltd., Mitchell Bass |
May 22, 2009 | Final Order Of Prohibition | 0600171 |
Edward Louis Schainker | May 22, 2009 | Consent Order To Toll Expiration Of Temporary | 0900049 |
Gregory Webb, C. Robert Abbott, Infraegis Inc., F/K/A Intelagents Inc., Bacteria Sciences Worldwide L.L.C. |
May 27, 2009 | Amended Notice Of Hearing | 0800463 |
Matthew T. Scott, Gelsco Inc. |
May 28, 2009 | Temporary Order Of Prohibition | 0900182 |
Ampak Oil Company | May 29, 2009 | Consent Order | 0700585 |
Corneal Science Corporation, Dr. Allan Touch |
May 29, 2009 | Notice Of Hearing | 0800210 |
James C. Ackerman | May 29, 2009 | Consent Order Of Withdrawal | 0800482 |
William W. Block Jr. | May 29, 2009 | Temporary Order Of Prohibition | 0600453 |
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