Administrative Actions Search
Results
Search Criteria
| Name of Respondent(s) | Date | Type of Action | File Number |
|---|---|---|---|
| Brack Stanford, Brack Stanford And Associates |
May 04, 2009 | Order Of Cancellation | 0800393 |
| George D. Miller, Global Timber And Resources Corporation Of Casa Grande |
May 04, 2009 | Consent Order | 0800502 |
| Hugh Benjamin Deneal | May 04, 2009 | Order Of Prohibition | 0800408 |
| Steven Georgopoulos | May 06, 2009 | Notice Of Hearing | 0700381 |
| M.D.B. Capital Group L.L.C. | May 07, 2009 | Order Of Dismissal | 0900100 |
| Tamara R Harrell, Prescott Investment Inc. |
May 07, 2009 | Temporary Order Of Prohibition | 0800092 |
| Paul S. Shechter, Brian Sanders, Eric Arlt, Itradedirect.Com |
May 13, 2009 | Notice Of Hearing | 0700550 |
| Cleophus Robinson Jr. | May 14, 2009 | Order Of Prohibition | 0800044 |
| Dillion Scott Securities Inc. | May 14, 2009 | Notice Of Hearing | 0900108 |
| M.P.J. Financial Group L.L.C., Angela Nicole Jansons |
May 14, 2009 | Order Of Cancellation | 0900169 |
| Nexbank Securities Inc. | May 14, 2009 | Notice Of Hearing | 0900114 |
| Nunami Services L.L.C. | May 14, 2009 | Notice Of Hearing | 0900115 |
| Windham Securities Inc. | May 14, 2009 | Notice Of Hearing | 0900094 |
| J T Financial Advisers, Thomas George Tesar |
May 15, 2009 | Consent Order | 0800435 |
| Heartland Resources Inc. | May 20, 2009 | Consent Order | 0700586 |
| Nickolas F. Defina, D/B/A Defina Financial |
May 20, 2009 | Order | 0600514 |
| Phillip Herrejon | May 20, 2009 | Consent Order To Continue Temporary Order | 0800576 |
| Bass Financial Services Ltd., Mitchell Bass |
May 22, 2009 | Final Order Of Prohibition | 0600171 |
| Edward Louis Schainker | May 22, 2009 | Consent Order To Toll Expiration Of Temporary | 0900049 |
| Gregory Webb, C. Robert Abbott, Infraegis Inc., F/K/A Intelagents Inc., Bacteria Sciences Worldwide L.L.C. |
May 27, 2009 | Amended Notice Of Hearing | 0800463 |
| Matthew T. Scott, Gelsco Inc. |
May 28, 2009 | Temporary Order Of Prohibition | 0900182 |
| Ampak Oil Company | May 29, 2009 | Consent Order | 0700585 |
| Corneal Science Corporation, Dr. Allan Touch |
May 29, 2009 | Notice Of Hearing | 0800210 |
| James C. Ackerman | May 29, 2009 | Consent Order Of Withdrawal | 0800482 |
| William W. Block Jr. | May 29, 2009 | Temporary Order Of Prohibition | 0600453 |
The Secretary of State, Illinois Securities Department or their information providers shall not be liable regardless of the cause or duration, for any errors, inaccuracies, omissions or untimeliness of the information, or for any delay or interruption in the transmission thereof to the user, or for any claims or losses arising therefrom. Requests for copies of Settlement Agreements and other Adminstrative Actions not posted on this website may be made by contacting the Illinois Securities Department at 217-782-2256.