Administrative Actions Search
|Name of Respondent(s)||Date||Type of Action||File Number|
|Michael Morawski||May 03, 2013||Consent Order Of Prohibition||0700224|
|Ovanes "John" Mikaelian,
A.A.A. Venture Business Brokers Ltd.,
A/K/A Venture Business Brokers Ltd.
|May 03, 2013||Summary Order Of Revocation||1300005|
|James Alan Issel||May 07, 2013||Consent Order Of Dismissal||1300139|
|James Alan Issel||May 07, 2013||Consent Order Of Dismissal||1300153|
|Richard W. Ahrendt,
D/B/A Hydro-Tek Environmental Systems Inc.
|May 08, 2013||Consent Order Of Prohibition||1100217|
|C.W.S. Investments||May 16, 2013||Notice Of Hearing||1200544|
|Robert David Smith||May 20, 2013||Notice Of Hearing||1300185|
|Michael Lee Romero||May 21, 2013||Consent Order Of Dismissal||1300187|
D/B/A Luxem Capital,
Lydia Kennedy Rita,
Yung Bae Kim
|May 21, 2013||Order Of Prohibition||1300141|
Streamone F.S. L.L.C.,
|May 21, 2013||Amended Notice Of Hearing||1100294|
|Richard Hans Bach,
Westor Capital Group Inc.
|May 22, 2013||Corrected Summary Order Of Suspension||1300178|
|Ronald Robert Covington||May 24, 2013||Consent Order Of Dismissai||1300155|
A/K/A Spyros Picoulas
|May 24, 2013||Notice Of Hearing||1200176|
|Rick Lynn Hixon,
Southern Seafood Company L.L.C.
|May 31, 2013||Order Of Prohibition||1200275|
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