Administrative Actions Search
Results
Search Criteria
Name of Respondent(s) | Date | Type of Action | File Number |
---|---|---|---|
Michael Morawski | May 03, 2013 | Consent Order Of Prohibition | 0700224 |
Ovanes "John" Mikaelian, A.A.A. Venture Business Brokers Ltd., A/K/A Venture Business Brokers Ltd. |
May 03, 2013 | Summary Order Of Revocation | 1300005 |
James Alan Issel | May 07, 2013 | Consent Order Of Dismissal | 1300139 |
James Alan Issel | May 07, 2013 | Consent Order Of Dismissal | 1300153 |
Richard W. Ahrendt, Hydro-Tek Inc., D/B/A Hydro-Tek Environmental Systems Inc. |
May 08, 2013 | Consent Order Of Prohibition | 1100217 |
C.W.S. Investments | May 16, 2013 | Notice Of Hearing | 1200544 |
Robert David Smith | May 20, 2013 | Notice Of Hearing | 1300185 |
Michael Lee Romero | May 21, 2013 | Consent Order Of Dismissal | 1300187 |
L. Kennedy, D/B/A Luxem Capital, Lydia Kennedy Rita, Yung Bae Kim |
May 21, 2013 | Order Of Prohibition | 1300141 |
Chadwick Creech, Yuwen Creech, Streamone F.S. L.L.C., Streamone L.L.C. |
May 21, 2013 | Amended Notice Of Hearing | 1100294 |
Richard Hans Bach, Westor Capital Group Inc. |
May 22, 2013 | Corrected Summary Order Of Suspension | 1300178 |
Ronald Robert Covington | May 24, 2013 | Consent Order Of Dismissai | 1300155 |
Spiros Picoulas, A/K/A Spyros Picoulas |
May 24, 2013 | Notice Of Hearing | 1200176 |
Rick Lynn Hixon, Southern Seafood Company L.L.C. |
May 31, 2013 | Order Of Prohibition | 1200275 |
The Secretary of State, Illinois Securities Department or their information providers shall not be liable regardless of the cause or duration, for any errors, inaccuracies, omissions or untimeliness of the information, or for any delay or interruption in the transmission thereof to the user, or for any claims or losses arising therefrom. Requests for copies of Settlement Agreements and other Adminstrative Actions not posted on this website may be made by contacting the Illinois Securities Department at 217-782-2256.