Administrative Actions Search
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| Name of Respondent(s) | Date | Type of Action | File Number |
|---|---|---|---|
| Michael Morawski | May 03, 2013 | Consent Order Of Prohibition | 0700224 |
| Ovanes "John" Mikaelian, A.A.A. Venture Business Brokers Ltd., A/K/A Venture Business Brokers Ltd. |
May 03, 2013 | Summary Order Of Revocation | 1300005 |
| James Alan Issel | May 07, 2013 | Consent Order Of Dismissal | 1300139 |
| James Alan Issel | May 07, 2013 | Consent Order Of Dismissal | 1300153 |
| Richard W. Ahrendt, Hydro-Tek Inc., D/B/A Hydro-Tek Environmental Systems Inc. |
May 08, 2013 | Consent Order Of Prohibition | 1100217 |
| C.W.S. Investments | May 16, 2013 | Notice Of Hearing | 1200544 |
| Robert David Smith | May 20, 2013 | Notice Of Hearing | 1300185 |
| Michael Lee Romero | May 21, 2013 | Consent Order Of Dismissal | 1300187 |
| L. Kennedy, D/B/A Luxem Capital, Lydia Kennedy Rita, Yung Bae Kim |
May 21, 2013 | Order Of Prohibition | 1300141 |
| Chadwick Creech, Yuwen Creech, Streamone F.S. L.L.C., Streamone L.L.C. |
May 21, 2013 | Amended Notice Of Hearing | 1100294 |
| Richard Hans Bach, Westor Capital Group Inc. |
May 22, 2013 | Corrected Summary Order Of Suspension | 1300178 |
| Ronald Robert Covington | May 24, 2013 | Consent Order Of Dismissai | 1300155 |
| Spiros Picoulas, A/K/A Spyros Picoulas |
May 24, 2013 | Notice Of Hearing | 1200176 |
| Rick Lynn Hixon, Southern Seafood Company L.L.C. |
May 31, 2013 | Order Of Prohibition | 1200275 |
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