Administrative Actions Search


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Name of Respondent(s) Date Type of Action File Number
Michael Morawski May 03, 2013 Consent Order Of Prohibition 0700224
Ovanes "John" Mikaelian,
A.A.A. Venture Business Brokers Ltd.,
A/K/A Venture Business Brokers Ltd.
May 03, 2013 Summary Order Of Revocation 1300005
James Alan Issel May 07, 2013 Consent Order Of Dismissal 1300139
James Alan Issel May 07, 2013 Consent Order Of Dismissal 1300153
Richard W. Ahrendt,
Hydro-Tek Inc.,
D/B/A Hydro-Tek Environmental Systems Inc.
May 08, 2013 Consent Order Of Prohibition 1100217
C.W.S. Investments May 16, 2013 Notice Of Hearing 1200544
Robert David Smith May 20, 2013 Notice Of Hearing 1300185
Michael Lee Romero May 21, 2013 Consent Order Of Dismissal 1300187
L. Kennedy,
D/B/A Luxem Capital,
Lydia Kennedy Rita,
Yung Bae Kim
May 21, 2013 Order Of Prohibition 1300141
Chadwick Creech,
Yuwen Creech,
Streamone F.S. L.L.C.,
Streamone L.L.C.
May 21, 2013 Amended Notice Of Hearing 1100294
Richard Hans Bach,
Westor Capital Group Inc.
May 22, 2013 Corrected Summary Order Of Suspension 1300178
Ronald Robert Covington May 24, 2013 Consent Order Of Dismissai 1300155
Spiros Picoulas,
A/K/A Spyros Picoulas
May 24, 2013 Notice Of Hearing 1200176
Rick Lynn Hixon,
Southern Seafood Company L.L.C.
May 31, 2013 Order Of Prohibition 1200275

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