Administrative Actions Search
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| Name of Respondent(s) | Date | Type of Action | File Number |
|---|---|---|---|
| Wendy Meyers Simpson | November 01, 2011 | Order Of Dismissal | 1100410 |
| Dealer Auction Access Inc. | November 02, 2011 | Summary Order To Cease And Desist | 1000407 |
| Patrick T Dunaway | November 02, 2011 | Order Of Dismissal | 1100376 |
| Ballentine Investments Inc., William Andrew Ballentine |
November 04, 2011 | Order Of Prohibition | 1100260 |
| Christos Fotiadis | November 04, 2011 | Notice Of Hearing | 1000180 |
| The Matomi Group L.L.C., Daniel Andonovski |
November 04, 2011 | Order Of Prohibition | 0800443 |
| Virginia Commercial Capital Corporation, Scott Mattingley |
November 04, 2011 | Consent Order To Continue Temporary Order ' | 1100342 |
| Virginia Commercial Capital Corporation, Scott Mattingley |
November 04, 2011 | Notice Of Hearing | 1100342 |
| Arthur S. Miller | November 07, 2011 | Consent Order | 0700268 |
| Muminah Abdul-Malik | November 07, 2011 | Order Of Dismissal | 1100377 |
| Richard Neil Rosenberg | November 07, 2011 | Order Of Dismissal | 1100421 |
| Jeffrey Sam Decant | November 08, 2011 | Order Of Dismissal | 1100387 |
| Alfaro Oil & Gas L.L.C, Brian Keith Alfaro, Pinnacle Partners Financial Corporation |
November 09, 2011 | Consent Order Of Fine | 1100296 |
| Brian Keith Richardson Sr. | November 09, 2011 | Order Of Dismissal | 1100382 |
| Chadwick Creech, Yuwen Creech, Streamones F.S. L.L.C., Streamone L.L.C. |
November 10, 2011 | Temporary Order Of Prohibition | 1100294 |
| Donald Lee Hooks Jr. | November 10, 2011 | Order Of Dismissal | 1100414 |
| Kimberlv Sheri Smith | November 10, 2011 | Order Of Dismissal | 1100420 |
| Shawn D. Baldwin, Capital Management Group Securities L.L.C, C.M.G Institutional Trading L.L.C |
November 10, 2011 | Second Amended Notice Of Hearing | 0900290 |
| John L. Frazier, Tax Recovery Team |
November 14, 2011 | Consent Order Of Prohibition | 1000351 |
| Kabarec Financial Advisors Ltd. | November 15, 2011 | Consent Order Of Fine | 1100287 |
| Ray Pacific Global Assets Lp, Ray Pacific Asset Management L.L.C, Ray Krittibas |
November 15, 2011 | Temporary Order Of Prohibition | 1100241 |
| Scott Mcginnis, Truearn.Com |
November 15, 2011 | Order Of Prohibition | 1000312 |
| Charles Edward Bell | November 16, 2011 | Notice Of Hearing | 1100375 |
| Deborah Ann Wilson | November 16, 2011 | Notice Of Hearing | 1100392 |
| Eric J Neumann | November 16, 2011 | Notice Of Hearing | 1100373 |
| Fredrick Donn Williamson | November 16, 2011 | Notice Of Hearing | 1100379 |
| George Dragel | November 16, 2011 | Consent Order | 1100016 |
| George Algirdas Kuzmickas | November 16, 2011 | Notice Of Hearing | 1100399 |
| Gustavo A Ruiz | November 16, 2011 | Notice Of Hearing | 1100378 |
| Jonathan Michael Riogoni | November 16, 2011 | Notice Of Hearing | 1100365 |
| Lawrence A. Kreindel | November 16, 2011 | Notice Of Hearing | 1100384 |
| Michael Craig Pattrick | November 16, 2011 | Notice Of Hearing | 1100371 |
| Michael Joseph Stahl Jr. | November 16, 2011 | Notice Of Hearing | 1100424 |
| Mitchell Ray Davis | November 16, 2011 | Notice Of Hearing | 1100396 |
| Robert Iver Kelley Jr | November 16, 2011 | Notice Of Hearing | 1100380 |
| Scott A. Kashian | November 16, 2011 | Notice Of Hearing | 1100397 |
| Tracey Renee Callaway | November 16, 2011 | Order Of Dismissal | 1100154 |
| Yitzhok Alexander Fox | November 16, 2011 | Notice Of Hearing | 1100406 |
| Bradley P. Schieber | November 17, 2011 | Temporary Order Of Prohibition | 1100021 |
| Matthew Sapaula, Matthew Sapaula Inc. |
November 17, 2011 | Order Of Prohibition | 0900415 |
| Michael A. Macis | November 21, 2011 | Temporary Order Of Prohibition And Suspension | 1100449 |
| Gerald Thomas Mccullough | November 23, 2011 | Order Of Dismissal | 1100388 |
| M. F. Global Inc. | November 23, 2011 | Order Of Cancellation | 1100471 |
| Scott A. Kashian | November 23, 2011 | Order Of Dismissal | 1100397 |
| Dealer Auction Access Inc. | November 28, 2011 | Notice Of Hearing | 1000407 |
| Jay Taparia | November 28, 2011 | Order Of Dismissal | 1100422 |
| Mohammed I. Khan, Ink Global Consulting Inc., Ink Global L.L.C., Ink Global Capital L.L.C. |
November 28, 2011 | Consent Order To Continue Temporary | 1000399 |
| Inaki Eguizabal | November 28, 2011 | Order Of Dismissal | 1100135 |
| Real Estate On The Radio L.L.C, R.B. Consulting Inc., Ronald M. Vergara |
November 29, 2011 | Order Of Prohibition | 1100344 |
| Donnie D. Eddy | November 30, 2011 | Order Of Dismissal | 1100404 |
| Michael C. Marron | November 30, 2011 | Order Of Dismissal | 1100428 |
| Leonard Edwin Belcher | November 30, 2011 | Order Of Dismissal | 1100368 |
| Mark L. Borst, Nicholas Hindman, Mel Krumdick, Todd Dyer, Midwest Farmland Limited Partnership, Midwest Farmland Management Corporation, Midwest Farmland Acquisitions, American Farmland Partners Corporation, Agricultural Network Corporation |
November 30, 2011 | Consent Order To Continue Temporary | 1000325 |
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