Administrative Actions Search
|Name of Respondent(s)||Date||Type of Action||File Number|
|Beard Financial Services Inc.||November 04, 2016||Notice Of Hearing||1600699|
|Beard Financial Services Inc.||November 04, 2016||Consent Order||1600699|
|Delores J. Mosier,
D.J. Mosier And Associates Inc.,
D.J. Mosier Financial Servies Inc.,
Dlr Development L.L.C.,
Dlr (Can) L.L.C.
|November 14, 2016||Consent Order Of Prohibition||1200339|
|Dennis E. Kagel||November 14, 2016||Consent Order Of Censure||1300300|
David C. Langle
|November 15, 2016||Temporary Order Of Prohibition||1500389|
|John Julius Paciorek||November 15, 2016||Order Of Dismissal||1600134|
European Assets Inc.
|November 15, 2016||Final Order||1200026|
|Barry Elkes||November 17, 2016||Order Of Prohibition||1100456|
|Royal Leisure International Inc.,
|November 21, 2016||Temporary Order Of Prohibition||1500228|
|Douglas Mcconnell||November 29, 2016||Notice Of Hearing||1600252|
|Roux Holdings L.L.C.,
|November 30, 2016||Consent Order Of Prohibition||1400187|
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