Administrative Actions Search
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| Name of Respondent(s) | Date | Type of Action | File Number |
|---|---|---|---|
| Beard Financial Services Inc. | November 04, 2016 | Notice Of Hearing | 1600699 |
| Beard Financial Services Inc. | November 04, 2016 | Consent Order | 1600699 |
| Delores J. Mosier, D.J. Mosier And Associates Inc., D.J. Mosier Financial Servies Inc., Dlr Development L.L.C., Dlr (Can) L.L.C. |
November 14, 2016 | Consent Order Of Prohibition | 1200339 |
| Dennis E. Kagel | November 14, 2016 | Consent Order Of Censure | 1300300 |
| Sanomedics Inc., David C. Langle |
November 15, 2016 | Temporary Order Of Prohibition | 1500389 |
| John Julius Paciorek | November 15, 2016 | Order Of Dismissal | 1600134 |
| Scott Goldstein, European Assets Inc. |
November 15, 2016 | Final Order | 1200026 |
| Barry Elkes | November 17, 2016 | Order Of Prohibition | 1100456 |
| Royal Leisure International Inc., Mygolddesk.Com, Carlos Ramirez, Jorge Perez |
November 21, 2016 | Temporary Order Of Prohibition | 1500228 |
| Douglas Mcconnell | November 29, 2016 | Notice Of Hearing | 1600252 |
| Roux Holdings L.L.C., Donald Heidrich |
November 30, 2016 | Consent Order Of Prohibition | 1400187 |
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