Administrative Actions Search
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| Name of Respondent(s) | Date | Type of Action | File Number |
|---|---|---|---|
| J & N Associates Illinois Inc., Junji Yamamoto, Naoko Yamamoto |
October 01, 2009 | Consent Order | 0700177 |
| Anthony Pritchard | October 08, 2009 | Order Of Prohibition | 0700502 |
| Capitol Villa Investments L.L.C., Matthew Lewis |
October 08, 2009 | Order Of Prohibition | 0800136 |
| Matthew Robert Gale | October 09, 2009 | Summary Order Of Denial | 0900286 |
| Tamara R. Harrell, Prescott Investment Inc. |
October 13, 2009 | Notice Of Hearing | 0800092 |
| Blue Rose Wealth Management L.L.C. | October 15, 2009 | Consent Order Of Fine | 0900188 |
| Senior Retirement Services, Lavern P. Huelsmann |
October 15, 2009 | Tempopary Order Of Prohibition | 0800514 |
| First Financial Group, Donald M. Medley Inc., Donald M. Medley |
October 16, 2009 | Consent Order To Continue Temporary Order | 0900439 |
| First Financial Group, Donald M. Medley Inc., Donald M. Medley |
October 16, 2009 | Notice Of Hearing | 0900439 |
| Senior Financial Strategies Inc., D/B/A Pinnacle Investment Advisers, Thomas N. Cooper, Susan B. Cooper |
October 21, 2009 | Notice Of Hearing | 0800064 |
| Internet Auction Solutions | October 22, 2009 | Order To Cease And Desist | 0800401 |
| Internet Income Solutions, Internet Logistics L.L.C. |
October 22, 2009 | Order To Cease And Desist | 0800401 |
| Jay Johnson | October 23, 2009 | Consent Order To Continue Temporary Order | 0600601 |
| Paul R. Quinn, Paul R. Ouinn And Associates |
October 26, 2009 | Notice Of Hearing | 0900220 |
| Coach Financial Services Incorporated, Garry Jacobs |
October 29, 2009 | Order Of Prohibition | 0800583 |
| Ervin Robinson, Shirley Robinson, Vision Financial Partners L.L.C., Vision Trading Partners Llc |
October 30, 2009 | Temporary Order Of Prohibition | 0900213 |
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