Administrative Actions Search
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| Name of Respondent(s) | Date | Type of Action | File Number |
|---|---|---|---|
| Arthur S. Miller, Asset Protection Associates |
October 01, 2010 | Temporary Order Of Prohibition | 0700268 |
| Lawrence "Lee" Loomis, Loomis Wealth Solutions L.L.C. |
October 01, 2010 | Order Of Prohibition | 0800437 |
| Marcin Malarz, Jacek Sienkiewicz, Malarz Equity Investments L.L.C., Malarz Equity Investment Inc., Invision Investment L.L.C. |
October 01, 2010 | Order Of Prohibition | 1000096 |
| Liam P. Heinz | October 04, 2010 | Notice Of Hearing | 1000367 |
| Rosand Enterprises Inc., Robert R. Anderson, Paul V. Rossetti |
October 08, 2010 | Order Of Prohibition | 0800549 |
| Moly Shield International Inc., Nick Avgerinos |
October 14, 2010 | Consent Order | 0600475 |
| Alan J. Nerad | October 15, 2010 | Notice Of Hearing | 1000197 |
| Lawrence Y. Lee | October 15, 2010 | Notice Of Hearing | 1000145 |
| Asia Pacific Energy Inc. | October 18, 2010 | Order Of Prohibition | 0900086 |
| R.G.N. Investment Group Inc., Robert G. Nelson |
October 18, 2010 | Temporary Order Of Prohibition | 1000394 |
| Century Capital Group | October 21, 2010 | Temporary Order Of Prohibition | 1000343 |
| William D. Colston | October 21, 2010 | Notice Of Hearing | 1000388 |
| Computer Handholders Inc., D/B/A The Qinsight Group |
October 25, 2010 | Consent Order Of Fine | 1000185 |
| Sean F. Mescal, A/K/A Sean F. Mescall, Capital Street Financial L.L.C. |
October 25, 2010 | Temporary Order Of Prohibition | 0900143 |
| Diane Glatfelter, K2 Unlimited Inc., Robert S. Anderson, E-Trust Clearing House |
October 26, 2010 | Amended Notice Of Hearing | 1000050 |
| Paul J. Ciriglano, A/K/A Paul Cirano, Panoptic Corporation |
October 26, 2010 | Order Of Prohibition | 1000091 |
| Timothy A. Hancock, T.N.T Investments I Inc. |
October 26, 2010 | Amended Notice Of Hearing | 0900130 |
| Craig L. Randall | October 26, 2010 | Consent Order Of Withdrawal | 1000323 |
| Travis M. Oliver, Diversified Liquid Asset Holdings L.L.C. |
October 27, 2010 | Order Of Prohibition | 1000227 |
| George W. Velissaris | October 27, 2010 | Temporary Order Of Prohibition | 0900376 |
| James Crigler, Flo Crigler, American Pallet Leasing Inc. |
October 28, 2010 | Order Of Prohibition | 0800489 |
| Leonard Hayes, New Vision Construction Of Illinois Inc. |
October 28, 2010 | Temporary Order Of Prohibition | 0900225 |
| Rockport Brokers Service | October 29, 2010 | Corrected Temporary Order Of Prohibition | 1000369 |
| American Constantine Insurance Company Limited | October 29, 2010 | Order To Dismiss Notice Of Hearing | 1000094 |
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