Administrative Actions Search
Results
Search Criteria
Name of Respondent(s) | Date | Type of Action | File Number |
---|---|---|---|
Larry Hightower | October 26, 2015 | Summary Order Of Denial | 1500223 |
Synergy Oil L.L.C., Robert Falco, Tony Pistilli |
October 27, 2015 | Temporary Order Of Prohibition | 1400001 |
Profitable Sunrise & Inter Reef Ltd., Roman Novak |
October 27, 2015 | Order Of Prohibition | 1400103 |
Nanci Jo Frazer | October 27, 2015 | Order Of Dismissal | 1400103 |
Jay M. Pollack | October 30, 2015 | Order Of Revocation And Fine | 1400518 |
The Secretary of State, Illinois Securities Department or their information providers shall not be liable regardless of the cause or duration, for any errors, inaccuracies, omissions or untimeliness of the information, or for any delay or interruption in the transmission thereof to the user, or for any claims or losses arising therefrom. Requests for copies of Settlement Agreements and other Adminstrative Actions not posted on this website may be made by contacting the Illinois Securities Department at 217-782-2256.