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Name of Respondent(s) Date Type of Action File Number
Kwaku Agyei Ntoso October 02, 2019 Order Of Dismissal 1700821
Gerald Anthony Schmitt October 03, 2019 Temporary Order Of Suspension & Prohibition 1900966
Herzog Financial Group L.L.C.,
Anne Herzog
October 07, 2019 Notice Of Hearing 1900410
Herzog Financial Group L.L.C.,
Anne Herzog
October 07, 2019 Consent Order Of Fine 1900410
Mtn Worldwide Services Limited,
Byrix
October 24, 2019 Order Of Prohibition 1600230

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