Name of Respondent(s) |
Date |
Type of Action |
File Number |
Ampak Oil Company |
September 02, 2008 |
Temporary Order Of Prohibition |
0700585 |
Heartland Resources Inc. |
September 02, 2008 |
Temporary Order Of Prohibition |
0700586 |
Matrix Petroleum Inc., Basin Oil And Gas Corporation |
September 02, 2008 |
Temporary Order Of Prohibition |
0800026 |
Petrotech Resources Corporation |
September 02, 2008 |
Temporary Order Of Prohibition |
0700587 |
Kelly J. Woitel |
September 04, 2008 |
Amended Notice Of Hearing |
0600174 |
Business Brokers Of America, Bilal Khaliq |
September 05, 2008 |
Temporary Order Of Prohibition And Suspension |
0700326 |
Alexander Holdings L.L.C., Terrence T. Alexander |
September 09, 2008 |
Amended Notice Of Hearing |
0700229 |
Rate Search Inc., Scott Luster |
September 09, 2008 |
Notice Of Hearing |
0800220 |
Gulf Coast Mineral L.L.C., G.R.B. Oil & Gas Properties Inc., Sangamon Land Company, Gary Billingsley |
September 12, 2008 |
Order Of Dismissal |
0700567 |
I.N.G. Financial Partners Inc. |
September 12, 2008 |
Consent Order |
0600566 |
Touchpoint Securities Corp. |
September 12, 2008 |
Notice Of Hearing |
0800065 |
Ark Direct Capital Fund L.P., D/B/A Ark Management Company, D/B/A Ark Direct Management L.L.C., D/B/A Ark Capital Management, D/B/A Ark Capital Management Inc., Michael Y. Granger, Xcylur R. Stoakley |
September 12, 2008 |
Temporary Order Of Prohibition |
0800350 |
Oscar Financial Management |
September 16, 2008 |
Temporary Order Of Prohibition |
0800400 |
Richard V. Morello |
September 17, 2008 |
Final Order |
0500599 |
Thomas David Lesniak Sr., Logiquote Inc. |
September 17, 2008 |
Order Of Prohibition |
0600433 |
Trend Management Group Inc., Trend Capital L.L.C., Trend Group Inc.,
|
September 17, 2008 |
Consent Order |
0700002 |
Gregory Webb, C. Robert Abbott, James R. Zilka, Infraegis Inc., F/K/A Intelagents Inc., Bacteria Sciences Worldwide L.L.C. |
September 18, 2008 |
Temporary Order Of Prohibition |
0800463 |
Randolph T. Horner |
September 18, 2008 |
Notice Of Hearing |
0700359 |
Online Data Institute, Thrive Learning Institute |
September 19, 2008 |
Summary Order To Cease And Desist |
0800401 |
Randolph T. Horner |
September 19, 2008 |
Consent Order |
0700359 |
Robert M. Smart, Smart Planning Company, D/B/A Smart Financial Planners |
September 19, 2008 |
Temporary Order Of Prohibition |
0600664 |
Dawn A. Martin |
September 22, 2008 |
Second Corrected Order Of Revocation |
0700397 |
Legacy Capital Inc., A/K/A Legacy Trust Inc., A/K/A Legacy Trust Foundation, Manna Humanitarian Foundation, A/K/A Manna Trading Corp. Ltd., Hal (Mick) Allan Mcleod, Diane Sharon Rosiek |
September 22, 2008 |
Order Of Prohibition |
0700542 |
Benedicto "Benny" Tolentino, Cielo Tolentino, Metropolis Investments Inc., Great Midwest Real Estate Inc., Bahai Management Co., Tolentino Acquisitions Group Inc., Continental Land Holdings L.L.C. |
September 24, 2008 |
Order Of Prohibition |
0700170 |
Rebecca Anne Townsend |
September 24, 2008 |
Consent Order |
0700416 |
Sunrise Equities Inc., Sunrise Management I I L.L.C., D/B/A Sunrise Development Group, D/B/A Sunrise Development Inc., Salman Ibrahim, Amjed Mahmood, Mohammad Akbar Zahid, Saqib Anwar |
September 24, 2008 |
Temporary Order Of Prohibition |
0800464 |
Business Brokers Of America, Bilal Khaliq |
September 25, 2008 |
Notice Of Hearing |
0700326 |
Elvis S. Parkes |
September 29, 2008 |
Consent Order Of Withdrawal Of Application |
0800285 |
Ron Kimball |
September 30, 2008 |
Consent Order |
0500387 |
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