| Name of Respondent(s) |
Date |
Type of Action |
File Number |
| Ampak Oil Company |
September 02, 2008 |
Temporary Order Of Prohibition |
0700585 |
| Heartland Resources Inc. |
September 02, 2008 |
Temporary Order Of Prohibition |
0700586 |
Matrix Petroleum Inc.,
Basin Oil And Gas Corporation |
September 02, 2008 |
Temporary Order Of Prohibition |
0800026 |
| Petrotech Resources Corporation |
September 02, 2008 |
Temporary Order Of Prohibition |
0700587 |
| Kelly J. Woitel |
September 04, 2008 |
Amended Notice Of Hearing |
0600174 |
Business Brokers Of America,
Bilal Khaliq |
September 05, 2008 |
Temporary Order Of Prohibition And Suspension |
0700326 |
Alexander Holdings L.L.C.,
Terrence T. Alexander |
September 09, 2008 |
Amended Notice Of Hearing |
0700229 |
Rate Search Inc.,
Scott Luster |
September 09, 2008 |
Notice Of Hearing |
0800220 |
Gulf Coast Mineral L.L.C.,
G.R.B. Oil & Gas Properties Inc.,
Sangamon Land Company,
Gary Billingsley |
September 12, 2008 |
Order Of Dismissal |
0700567 |
| I.N.G. Financial Partners Inc. |
September 12, 2008 |
Consent Order |
0600566 |
| Touchpoint Securities Corp. |
September 12, 2008 |
Notice Of Hearing |
0800065 |
Ark Direct Capital Fund L.P.,
D/B/A Ark Management Company,
D/B/A Ark Direct Management L.L.C.,
D/B/A Ark Capital Management,
D/B/A Ark Capital Management Inc.,
Michael Y. Granger,
Xcylur R. Stoakley |
September 12, 2008 |
Temporary Order Of Prohibition |
0800350 |
| Oscar Financial Management |
September 16, 2008 |
Temporary Order Of Prohibition |
0800400 |
| Richard V. Morello |
September 17, 2008 |
Final Order |
0500599 |
Thomas David Lesniak Sr.,
Logiquote Inc. |
September 17, 2008 |
Order Of Prohibition |
0600433 |
Trend Management Group Inc.,
Trend Capital L.L.C.,
Trend Group Inc.,
|
September 17, 2008 |
Consent Order |
0700002 |
Gregory Webb,
C. Robert Abbott,
James R. Zilka,
Infraegis Inc.,
F/K/A Intelagents Inc.,
Bacteria Sciences Worldwide L.L.C. |
September 18, 2008 |
Temporary Order Of Prohibition |
0800463 |
| Randolph T. Horner |
September 18, 2008 |
Notice Of Hearing |
0700359 |
Online Data Institute,
Thrive Learning Institute |
September 19, 2008 |
Summary Order To Cease And Desist |
0800401 |
| Randolph T. Horner |
September 19, 2008 |
Consent Order |
0700359 |
Robert M. Smart,
Smart Planning Company,
D/B/A Smart Financial Planners |
September 19, 2008 |
Temporary Order Of Prohibition |
0600664 |
| Dawn A. Martin |
September 22, 2008 |
Second Corrected Order Of Revocation |
0700397 |
Legacy Capital Inc.,
A/K/A Legacy Trust Inc.,
A/K/A Legacy Trust Foundation,
Manna Humanitarian Foundation,
A/K/A Manna Trading Corp. Ltd.,
Hal (Mick) Allan Mcleod,
Diane Sharon Rosiek |
September 22, 2008 |
Order Of Prohibition |
0700542 |
Benedicto "Benny" Tolentino,
Cielo Tolentino,
Metropolis Investments Inc.,
Great Midwest Real Estate Inc.,
Bahai Management Co.,
Tolentino Acquisitions Group Inc.,
Continental Land Holdings L.L.C. |
September 24, 2008 |
Order Of Prohibition |
0700170 |
| Rebecca Anne Townsend |
September 24, 2008 |
Consent Order |
0700416 |
Sunrise Equities Inc.,
Sunrise Management I I L.L.C.,
D/B/A Sunrise Development Group,
D/B/A Sunrise Development Inc.,
Salman Ibrahim,
Amjed Mahmood,
Mohammad Akbar Zahid,
Saqib Anwar |
September 24, 2008 |
Temporary Order Of Prohibition |
0800464 |
Business Brokers Of America,
Bilal Khaliq |
September 25, 2008 |
Notice Of Hearing |
0700326 |
| Elvis S. Parkes |
September 29, 2008 |
Consent Order Of Withdrawal Of Application |
0800285 |
| Ron Kimball |
September 30, 2008 |
Consent Order |
0500387 |
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