Administrative Actions Search
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| Name of Respondent(s) | Date | Type of Action | File Number |
|---|---|---|---|
| Mark David Webb | September 04, 2012 | Corrected Notice Of Hearing | 1200291 |
| Patricia Anne Cameron | September 04, 2012 | Corrected Notice Of Hearing | 1200288 |
| Dennis Michael Zator | September 05, 2012 | Corrected Notice Of Hearing | 1200290 |
| Jonathan Matthew Gellis | September 05, 2012 | Corrected Notice Of Hearing | 1200286 |
| Leonard V. Fox Jr. | September 05, 2012 | Corrected Notice Of Hearing | 1200297 |
| Patrick Steven Ford | September 06, 2012 | Corrected Notice Of Hearing | 1200294 |
| Jonathan Matthew Gellis | September 10, 2012 | Order Of Dismissal | 1200286 |
| T.D. Ameritrade Inc. | September 11, 2012 | Consent Order | 0900001 |
| T.D. Ameritrade Inc. | September 11, 2012 | Notice Of Hearing | 0900001 |
| Andrey V. Tkatchenko | September 17, 2012 | Consent Order Of Dismissal | 1200258 |
| Resources Planning Group Inc. | September 20, 2012 | Notice Of Hearing | 1200293 |
| Gerald Joseph Anderson | September 21, 2012 | Order Of Dismissal | 1200208 |
| J.P. Morgan Chase & Co. | September 21, 2012 | Consent Order | 0800261 |
| J.P. Morgan Chase & Co. | September 21, 2012 | Notice Of Hearing | 0800261 |
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