Administrative Actions Search
|Name of Respondent(s)||Date||Type of Action||File Number|
|Global Wealth Partners L.L.C.||September 03, 2020||Order Of Dismissal||1800091|
|Khorram Chaudhry||September 08, 2020||Order To Modify Prohibition Order||1800195|
|Solium Financial Services L.L.C.||September 08, 2020||Notice Of Hearing||2000821|
|William Anthony Thompson||September 11, 2020||Notice Of Hearing||1800279|
The Butzler Family Foundation L.L.C.
|September 14, 2020||Notice Of Hearing||1800355|
|Wayne M. Dennis,
Ironhorse Capital L.L.C.
|September 28, 2020||Consent Order Of Prohibition||1600247|
|Solium Financial Services L.L.C.||September 30, 2020||Consent Order||2000821|
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